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Action research

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for the British charity organisation, see Action Research

Action Research

Action research is research that each of us can do on our own practice, that “we” (any team or family or informal community of practice) can do to improve its practice, or that larger organizations or institutions can conduct on themselves, assisted or guided by professional researchers, with the aim of improving their strategies, practices, and knowledge of the environments within which they practice.

Kurt Lewin, then a professor at MIT, first coined the term “action research” in his 1946 paper “Action Research and Minority Problems”. In that paper, he described action research as “a comparative research on the conditions and effects of various forms of social action and research leading to social action” that uses “a spiral of steps, each of which is composed of a circle of planning, action, and fact-finding about the result of the action”.

Action research is not only a research that describes how humans and organizations behave in the outside world but also a change mechanism that helps human and organizations reflect on and change their own systems (Reason & Bradbury, 2001). After six decades of action research development, many methodologies have been evolved, ranging:

  1. from those that are more driven by the researcher’s agenda to those more driven by participants;
  2. from those that are motivated primarily by instrumental goal attainment to those motivated primarily by the aim of personal, organizational, or societal transformation; and
  3. from 1st-, to 2nd-, to 3rd-person research (i.e. my research on my own action, aimed primarily at personal change; our research on our group (family/team), aimed primarily at improving the group; and ‘scholarly’ research aimed primarily at theoretical generalization and/or large scale change).
Action research can change the entire sense of social science, transforming it from reflective knowledge about past social practices formulated by a priesthood of experts (research PhDs) to an active moment-to-moment theorizing, data collecting, and inquiring occurring in the midst of our ongoing lives. “Knowledge is always gained through action and for action. From this starting point, to question the validity of social knowledge is to question, not how to develop a reflective science about action, but how to develop genuinely well-informed action—how to conduct an action science” (Torbert 2001).

Four major action research theories are:

Argyris’ action science invites individuals to study themselves in action with others, and simultaneously attempts to contribute to and transform the practice of social science itself. Therefore, it is primarily a 1st-person approach, learned in 2nd-person settings, but with implications for 3rd-person social science theory and method that Argyris (1970, 1980) has strongly articulated.

Heron’s (1996)and Reason’s (1995) Cooperative Inquiry (brings peers (e.g. doctors, social workers, young women managers, men) together in self-study groups. Thus, it is primarily a 2nd-person approach, though group participants are also encouraged to try 1st-person action research outside the groups, and Reason has played a central role in mounting a paradigm challenge to ‘naively objective’ modernist social science.

The Participatory Action Research approach of Freire (1970) and others, primarily in the southern hemisphere, concerns empowering the poorest and least educated members of society for literacy, for land reform analyses, and for community. Hence, this approach is primarily 3rd-person in the scope of its intended societal transformations.

The Developmental Action Inquiry approach of Torbert & Associates (2004) attempts to interweave individual, 1st-person self-study with face-to-face 2nd-person self-study by teams and with 3rd-person institution-wide self-study.

Since action research is as much about creating a better life within more effective and just social contexts as it is about discovering true facts and theories, it should not be surprising that it has flourished in Latin America, Northern Europe, India, and Australia as much or more than within university scholarship in the US.

See also

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